David Wayne Elizondo
CFP®Professional Summary
David Wayne Elizondo, CFP®, who also goes by Dave Elizondo, is a registered financial advisor currently at TFP MANAGEMENT, LLC located in Bettendorf, Iowa. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dave Elizondo
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Videos & Posts
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Contact Information
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J.P. MORGAN SECURITIES LLC
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Disclosures on record.
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Credentials
Years of Experience
41 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
TFP MANAGEMENT, LLC
Contact Information
Main Address
3475 Utica Ridge Road, Bettendorf, IA 52722Phone Number
(563) 359-8783# of Employees
4SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,566AUM (Assets Under Management)
$272,999,277Similar Advisors
J.P. MORGAN SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
TFP MANAGEMENT, LLC
State Registrations and Notice Filings
(5/17/2021)
(4/29/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David Wayne Elizondo's CRS (Customer Relationship Summary).
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J.P. MORGAN SECURITIES LLC
