David W. Elizondo

TFP MANAGEMENT

Bettendorf, IA 52722

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CRD#: 1338331

Professional summary

David Wayne Elizondo, CFP®, who also goes by Dave Elizondo, is a registered financial advisor currently at TFP MANAGEMENT, LLC located in Bettendorf, Iowa.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Elizondo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)PARTNER IN METRO VALLEY PARTNERS, LLC, SINCE 4/00. OWN 1 COMMERCIAL INVESTMENT PROPERTY (THE BUILDING THAT HOUSES OUR OFFICE). APPROX. 2 HRS/MONTH. 3475 Utica Ridge Rd. Bettendorf, Ia. 52722. 2) TRUE FINANCIAL PARTNERS - INVESTMENT RELATED - FIXED ANNUITY, LIFE INSURANCE AND LONG TERM CARE INSURANCE THROUGH FMO. 15% OF TIME DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Elizondo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

May 17, 2021 - Present

TFP MANAGEMENT, LLC

Office #1: 3475 Utica Ridge Road, Bettendorf, IA 52722

RIA

CRD#: 313543

Bettendorf, IA

Past

June 15, 2017 - October 25, 2021

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Bettendorf, IA

Past

January 25, 2010 - December 31, 2017

TRUE FINANCIAL PARTNERS

RIA

CRD#: 152854

BETTENDORF, IA

Past

October 29, 2009 - March 31, 2010

RESULTS ONE FINANCIAL, LLC

RIA

CRD#: 109269

DAVENPORT, IA

Past

December 13, 2007 - November 5, 2009

POTERACK CAPITAL ADVISORY, INC.

RIA

CRD#: 145340

DAVENPORT, IA

Past

November 16, 2007 - December 31, 2008

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DAVENPORT, IA

Past

September 6, 2006 - October 9, 2007

MADISON AVENUE ADVISORS, INC.

RIA

CRD#: 137461

DAVENPORT, IA

Past

January 6, 2006 - October 9, 2007

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

DAVENPORT, IA

Past

December 8, 2003 - December 31, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

DAVENPORT, IA

Past

December 8, 2003 - December 31, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

December 30, 1999 - August 30, 2004

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

DAVENPORT, IA

Past

June 1, 1992 - December 10, 2003

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

December 2, 1991 - May 19, 1992

LINCOLNLAND INVESTMENTS, INC.

CRD#: 28139

Past

September 19, 1991 - June 6, 1992

BROWNSTONE CAPITAL CORP.

CRD#: 14055

NEW YORK, NY

Past

January 23, 1991 - September 11, 1991

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

February 21, 1985 - January 3, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFP MANAGEMENT, LLC

CRD#: 313543 / SEC#: 801-121243

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/17/2021)

IAR

Texas
(4/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/15/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/20/1991

General Securities Principal Examination

Current Firm

TFP MANAGEMENT, LLC

CRD#: 313543 / SEC#: 801-121243

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

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Contact information

Main Address

3475 Utica Ridge Road, Bettendorf, IA 52722

Mailing Address

Phone number

(563) 359-8783

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,434
AUM (Assets Under Management)	$ 217,711,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Elizondo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Elizondo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHASTAR CAPITAL MANAGEMENT

TRUE FINANCIAL PARTNERS

RESULTS ONE FINANCIAL, LLC

POTERACK CAPITAL ADVISORY, INC.

PURSHE KAPLAN STERLING INVESTMENTS

MADISON AVENUE ADVISORS, INC.

MADISON AVENUE SECURITIES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

AVANTAX PLANNING PARTNERS, INC.

THE O.N. EQUITY SALES COMPANY

LINCOLNLAND INVESTMENTS, INC.

BROWNSTONE CAPITAL CORP.

THE O.N. EQUITY SALES COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TFP MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/15/1985

Series 7

Date: 2/16/1985

Series 24

Date: 9/20/1991

Current Firm

TFP MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TFP MANAGEMENT, LLC

TRUST BUT VERIFY

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