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GJ

Gary Lee Johnson

CRD# 1338318·Registered 1985 - 2013
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Lee Johnson was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1985 - 2013. Gary had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

Past

TP INVESTMENT ADVISORY SERVICES, LLCPast·CRD# 157184
RIA
Wayne, PA
September 6, 2011 - January 17, 2013
MOYNAHAN MANAGEMENT COMPANY, INCPast·CRD# 153572
RIA
Avondale, PA
April 23, 2010 - September 13, 2011
RAMPART FINANCIAL SERVICES, INC.Past·CRD# 43294
BD
Doylestown, PA
June 6, 2000 - November 29, 2007
VALLEY FORGE ASSET MANAGEMENT, LLCPast·CRD# 7438
RIA
King Of Prussia, PA
June 1, 2005 - February 12, 2007
VOYA FINANCIAL PARTNERS, LLCPast·CRD# 34815
BD
Windsor, CT
January 14, 1997 - June 2, 2000
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Springfield, MA
May 2, 1996 - December 10, 1996
MML DISTRIBUTORS, LLCPast·CRD# 38030
BD
Springfield, MA
August 8, 1995 - May 2, 1996
G. R. PHELPS & CO., INC.Past·CRD# 173
BD
May 25, 1989 - August 8, 1995
ATALANTA SOSNOFF MANAGEMENT, LLCPast·CRD# 11085
BD
New York, NY
February 11, 1985 - November 5, 1988

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Current Firm

TI
TP INVESTMENT ADVISORY SERVICES, LLC

TP INVESTMENT ADVISORY SERVICES, LLC

CRD#: 157184 / SEC#: 801-72320
RIA
Registered Investment Advisory firm - SEC (3/27/2012 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (3/18/2024 Terminated)
Florida
Registered Investment Advisory firm - Florida (3/7/2024 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (3/27/2012 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Wayne, PA

Mailing Address

1065 Andrew Drive, Westechester, PA 19380

Phone Number

(610) 254-0451

# of Employees

1

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1985About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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