John J. Duval
Professional summary
John Joseph Duval SR, who also goes by John Joseph Duval, John Joseph (sr) Duval Sr, is a registered financial advisor currently at KELLY & ASSOCIATES, LLC located in Manchester, Maine.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Duval SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2015 - Present
KELLY & ASSOCIATES, LLC
February 8, 2001 - October 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 1985 - June 15, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/9/2015)
Exams
Series 8
Date: 4/11/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
KELLY & ASSOCIATES, LLC
CRD#: 123466 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 8,892,030 |
Red Flags
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