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DR

David A. Rieth

NORTHPOINTE INVESTMENT ADVISORY
ST. JOSEPH, MI 49085
Some features on this profile are disabled
CRD#: 1338226
DR

Professional summary


David Allen Rieth, who also goes by David Allen Reith, is a registered financial advisor currently at NORTHPOINTE INVESTMENT ADVISORY, LLC located in St. Joseph, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


David Allen Reith

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view David Allen Rieth's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 18, 2014 - Present

NORTHPOINTE INVESTMENT ADVISORY, LLC

Office #1: 1101 Broad St. Box 5, Ste. 10, St. Joseph, MI 49085
RIA
CRD#: 170850
ST. JOSEPH, MI
Past

July 24, 1985 - December 31, 1994

NEW ENGLAND SECURITIES

BD
CRD#: 615

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(6/18/2014)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/2/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


NI
NORTHPOINTE INVESTMENT ADVISORY, LLC
NORTHPOINTE INVESTMENT ADVISORY, LLC | NORTHPOINTE INVESTMENTS LLC

CRD#: 170850 / SEC#:

Michigan
Registered Investment Advisory firm - (6/16/2014 Approved)
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Contact information


Main Address
1101 Broad St. Box 5, Ste. 10, St. Joseph, MI 49085
Mailing Address
Phone number
(269) 930-2269
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts183
AUM (Assets Under Management)$ 75,369,181

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTHPOINTE INVESTMENT ADVISORY, LLC

CRD#: 170850St. Joseph, MI 49085

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