David A. Rieth

NORTHPOINTE INVESTMENT ADVISORY

ST. JOSEPH, MI 49085

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CRD#: 1338226

Professional summary

David Allen Rieth, who also goes by David Allen Reith, is a registered financial advisor currently at NORTHPOINTE INVESTMENT ADVISORY, LLC located in St. Joseph, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Allen Reith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVID RIETH; POSITION: INDEPENDENT INSURANCE AGENT; NATURE: INSURANCE SALES; INVESTMENT RELATED: YES; ADDRESS: 4700 FULLER CT., BRIDGMAN, MI 49106; NUMBER OF HOURS PER MONTH DEVOTED TO THE OTHER BUSINESS: 80; NUMBER OF HOURS PER MONTH YOU DEVOTE TO OTHER BUSINESS DURING SECURITIES TRADING HOURS: 40 HOURS; DUTIES: INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Rieth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2014 - Present

NORTHPOINTE INVESTMENT ADVISORY, LLC

Office #1: 1101 Broad St. Box 5, Ste. 10, St. Joseph, MI 49085

RIA

CRD#: 170850

ST. JOSEPH, MI

Past

July 24, 1985 - December 31, 1994

NEW ENGLAND SECURITIES

CRD#: 615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/18/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Current Firm

NORTHPOINTE INVESTMENT ADVISORY, LLC

NORTHPOINTE INVESTMENT ADVISORY, LLC | NORTHPOINTE INVESTMENTS LLC

CRD#: 170850 / SEC#:

Michigan

Registered Investment Advisory firm - (6/16/2014 Approved)

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Contact information

Main Address

1101 Broad St. Box 5, Ste. 10, St. Joseph, MI 49085

Mailing Address

Phone number

(269) 930-2269

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	158
AUM (Assets Under Management)	$ 57,250,466

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Rieth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Rieth's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHPOINTE INVESTMENT ADVISORY, LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2014

Series 63

Date: 5/31/1985

Series 7

Date: 7/20/1985

Current Firm

NORTHPOINTE INVESTMENT ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHPOINTE INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

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