Melvin R. Mullin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Robert Mullin was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1985. Melvin had worked at 4 firms and has passed the Series 63, Series 16, Series 15, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 1990 - September 2, 1994
KIDDER, PEABODY & CO. INCORPORATED
April 11, 1988 - June 21, 1988
BNY SECURITIES, INC.
July 25, 1987 - October 15, 1987
THE MOCATTA CORPORATION
January 23, 1985 - November 13, 1987
FALCONWOOD SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 6/10/1985
Foreign Currency Options ExaminationCurrent Firm
KIDDER, PEABODY & CO. INCORPORATED
CRD#: 7613 / SEC#: , 8-4831
Contact information
Documents
Red Flags
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