Robert J. Lilien

WISDOMTREE SECURITIES

New York, NY 10119

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CRD#: 1337819

Professional summary

Robert Jarrett Lilien, who also goes by Jarrett Lilien, Robert Jarrett Lilien, is a registered financial professional currently at WISDOMTREE SECURITIES, INC. located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jarrett Lilien | Robert Jarrett Lilien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Jarrett Lilien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2022 - Present

WISDOMTREE SECURITIES, INC.

Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119Office #2: 250 West 34th Street 3rd Floor, New York, NY 10119

CRD#: 317624

New York, NY

Past

January 3, 2018 - November 30, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

New York, NY

Past

August 17, 2015 - January 26, 2016

VIRTU ITG LLC

CRD#: 29299

NEW YORK, NY

Past

August 17, 2015 - January 26, 2016

VIRTU ALTERNET SECURITIES LLC

CRD#: 47867

NEW YORK, NY

Past

August 2, 2011 - September 30, 2015

BENDIGO SECURITIES, LLC

CRD#: 152529

NEW YORK, NY

Past

November 30, 2005 - December 31, 2006

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

October 28, 2005 - October 10, 2006

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

August 10, 2000 - June 5, 2008

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

May 14, 1998 - June 20, 2000

E*TRADE MARQUETTE SECURITIES, INC.

CRD#: 24399

NEW YORK, NY

Past

December 14, 1989 - November 11, 2008

E*TRADE CLEARING LLC

CRD#: 25025

NEW YORK, NY

Past

May 13, 1986 - April 6, 1989

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

March 16, 1985 - February 25, 1986

AUTRANET, LLC

CRD#: 8192

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/1/2025)

Alaska
(6/12/2025)

Arizona
(6/11/2025)

Arkansas
(10/1/2025)

California
(5/16/2025)

Colorado
(6/9/2025)

Connecticut
(6/11/2025)

Delaware
(6/7/2025)

District of Columbia
(7/2/2025)

Florida
(8/14/2025)

Georgia
(5/19/2025)

Hawaii
(9/24/2025)

Idaho
(5/30/2025)

Illinois
(10/9/2025)

Indiana
(7/14/2025)

Iowa
(5/23/2025)

Kansas
(5/21/2025)

Kentucky
(6/2/2025)

Louisiana
(6/5/2025)

Maine
(5/22/2025)

Maryland
(7/1/2025)

Massachusetts
(8/12/2025)

Michigan
(6/2/2025)

Minnesota
(7/7/2025)

Mississippi
(5/22/2025)

Missouri
(8/5/2025)

Montana
(7/16/2025)

Nebraska
(6/16/2025)

Nevada
(5/21/2025)

New Hampshire
(6/18/2025)

New Jersey
(6/27/2025)

New Mexico
(6/9/2025)

New York
(11/6/2022)

North Carolina
(5/22/2025)

North Dakota
(8/15/2025)

Ohio
(6/17/2025)

Oklahoma
(5/22/2025)

Oregon
(7/15/2025)

Pennsylvania
(5/22/2025)

Rhode Island
(5/22/2025)

South Carolina
(5/27/2025)

South Dakota
(6/12/2025)

Tennessee
(5/20/2025)

Texas
(7/8/2025)

Utah
(5/21/2025)

Vermont
(6/9/2025)

Virginia
(6/2/2025)

Washington
(6/12/2025)

West Virginia
(6/16/2025)

Wisconsin
(6/11/2025)

Wyoming
(6/10/2025)

Exams

State Security Law Exam

Series 63

Date: 4/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 7/13/2011

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/11/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WISDOMTREE SECURITIES, INC.

CRD#: 317624 / SEC#: , 8-70847

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

250 West 34th Street 3rd Floor, New York, NY 10119

Mailing Address

250 West 34th Street 3rd Floor, New York, NY 10119

Phone number

(212) 801-2080

Established

Delaware since 10/14/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WISDOMTREE, INC.	SOLE SHAREHOLDER
BRANT, DAVID ROBERT	FINOP, POO AND PFO	2718478
HANNON, MAREDITH ANN	VICE PRESIDENT	5944239
IBSCH, DEREK ANTHONY	CCO AND SECRETARY	2895585
LILIEN, ROBERT JARRETT	DIRECTOR, PRESIDENT AND EXECUTIVE REPRESENTIVE	1337819
ZIEMBA, PETER M	DIRECTOR

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Lilien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Jarrett Lilien's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

VIRTU ITG LLC

VIRTU ALTERNET SECURITIES LLC

BENDIGO SECURITIES, LLC

BROWNCO, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

E*TRADE MARQUETTE SECURITIES, INC.

E*TRADE CLEARING LLC

UBS FINANCIAL SERVICES INC.

AUTRANET, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/1985

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 7/13/2011

Series 7

Date: 3/16/1985

Series 24

Date: 8/11/1989

FINRA

Current Firm

WISDOMTREE SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WISDOMTREE SECURITIES, INC.

TRUST BUT VERIFY

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