Roberta S. Matlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberta Sue Matlin was a registered financial professional .
Roberta is a previously registered financial professional and started their career in finance in 1985. Roberta had worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2008 - December 31, 2023
INLAND INVESTMENT ADVISORS, LLC
January 29, 1985 - December 31, 2021
INLAND SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
INLAND INVESTMENT ADVISORS, LLC
CRD#: 109933 / SEC#: 801-60053
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 248,998,402 |
Red Flags
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