FS
Fred N. Sauer
ORION INVESTMENT CO
ST. LOUIS, MO 63105
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CRD#: 1337452
FS
Professional summary
Fred Niesen Sauer is a registered financial advisor currently at ORION INVESTMENT CO located in St. Louis, Missouri.
Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Fred has worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Americas Cultural Studies, Not investment-related, Address: 454 Hammersmith Rd, St. Louis, MO 63141, Publishing business, Title: President since 1993, 20 hours/month total and during business hours, writing. Orion Investment Company, Investment-related, Address: 7800 Forsyth Blvd. Suite 820, St. Louis, MO 63105, Registered Investment Adviser, Position: President, Start Date: October 1988, ~80 hrs/month, ~80 hrs/month during trading hours, Duties: Providing oversight
CRS (Client Relationship Summary) - RIA
Click below to view Fred Niesen Sauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 1995 - Present
ORION INVESTMENT CO
Office #1: 7800 Forsyth Avenue 8th Floor, St. Louis, MO 63105RIA
CRD#: 110867
ST. LOUIS, MO
Past
April 2, 1985 - June 7, 1988
SAUER, DAZEY INVESTMENT COMPANY
BD
CRD#: 16085
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ORION INVESTMENT CO
ORION INVESTMENT CO | SAUER DAZEY INVESTMENT COMPANY
CRD#: 110867 / SEC#: 801-32212
RIA
Registered Investment Advisory firm - (7/18/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(6/24/1996)
IAR
Georgia(7/10/2015)
IAR
Illinois(3/9/2022)
IAR
Texas(1/6/2003)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
OI
ORION INVESTMENT CO
ORION INVESTMENT CO | SAUER DAZEY INVESTMENT COMPANY
CRD#: 110867 / SEC#: 801-32212
RIA
Registered Investment Advisory firm - (7/18/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7800 Forsyth Blvd. Suite 820, St Louis, MO 63105
Mailing Address
Phone number
(314) 725-3800
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 634 |
| AUM (Assets Under Management) | $ 443,521,899 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/22/2025 | ||
| 08/07/2024 | ||
| 11/15/2023 | ||
| 12/14/2022 |
Red Flags
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Company Information
ORION INVESTMENT CO
CRD#: 110867St. Louis, MO 63105TRUST BUT VERIFY
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