William F. Mccarron

PRIME BUCHHOLZ LLC

PORTSMOUTH, NH 03801

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CRD#: 1337325

Professional summary

William Francis Mccarron is a registered financial advisor currently at PRIME BUCHHOLZ LLC located in Portsmouth, New Hampshire.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. William has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Francis Mccarron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2011 - Present

PRIME BUCHHOLZ LLC

Office #1: Pease International Tradeport 273 Corporate Drive, Portsmouth, NH 03801

RIA

CRD#: 106455

PORTSMOUTH, NH

Past

April 24, 1991 - December 31, 2006

PRIME BUCHHOLZ LLC

RIA

CRD#: 106455

PORTSMOUTH, NH

Past

December 13, 1985 - July 30, 1986

THE PIONEER GROUP, INC.

CRD#: 1932

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIME BUCHHOLZ LLC

PRIME BUCHHOLZ & ASSOCIATES INC | PRIME BUCHHOLZ LLC

CRD#: 106455 / SEC#: 801-37429

RIA

Registered Investment Advisory firm - (9/28/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/12/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/12/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRIME BUCHHOLZ LLC

PRIME BUCHHOLZ & ASSOCIATES INC | PRIME BUCHHOLZ LLC

CRD#: 106455 / SEC#: 801-37429

RIA

Registered Investment Advisory firm - (9/28/1990 Approved)

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Contact information

Main Address

273 Corporate Drive, Suite 250, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 433-1143

Established

Firm type

Fiscal year end

# of Employees

128

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A PB BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 10,891,570,901

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/15/2024	Cover Page	Report
08/25/2023	Cover Page	Report
11/22/2022	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William F. Mccarron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Francis Mccarron's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIME BUCHHOLZ LLC

PRIME BUCHHOLZ LLC

THE PIONEER GROUP, INC.

Primary Firm SEC Registration

PRIME BUCHHOLZ LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/5/1991

Series 6

Date: 12/12/1985

Current Firm

PRIME BUCHHOLZ LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRIME BUCHHOLZ LLC

TRUST BUT VERIFY

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