Candy G. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Candy Gail Wilson, who also goes by Candy Gail Wilsonsquadere, was a registered financial professional .
Candy is a previously registered financial professional and started their career in finance in 1985. Candy had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2004 - February 10, 2005
DFS EQUITIES, INC.
August 28, 1997 - December 9, 2002
CGS FINANCIAL INC.
July 13, 1995 - December 31, 1997
FIRST MONTAUK SECURITIES CORP.
September 13, 1991 - June 7, 1994
GAINEY FINANCIAL SERVICES, INC.
April 19, 1991 - August 2, 1991
MASON, HUNT & CO., INC.
March 15, 1990 - May 3, 1991
WESTAMERICA INVESTMENT GROUP
July 24, 1985 - March 5, 1990
RL KOTROZO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DFS EQUITIES, INC.
CRD#: 18251 / SEC#: , 8-36327
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
