Kent P. Strazza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Preston Strazza, who also goes by Kent P Strazza, was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1985. Kent had worked at 3 firms and has passed the SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2009 - April 3, 2017
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
May 12, 2009 - April 3, 2017
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 26, 2007 - April 3, 2017
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
March 28, 2000 - March 26, 2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
April 10, 1985 - March 1, 2007
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
CRD#: 27884 / SEC#: , 8-43206
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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