John M. Hannegan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Hannegan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2009 - May 22, 2023
J.W. COLE FINANCIAL, INC.
October 31, 2007 - November 13, 2009
WORLD GROUP SECURITIES, INC.
May 19, 1999 - September 11, 2007
NATIONAL PLANNING CORPORATION
May 19, 1992 - May 19, 1999
SUNAMERICA SECURITIES, INC.
September 6, 1991 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
May 23, 1985 - September 21, 1989
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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