Antoine M. Devine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antoine Maurice Devine was a registered financial professional .
Antoine is a previously registered financial professional and started their career in finance in 1985. Antoine had worked at 10 firms and has passed the Series 63, Series 7, Series 24, Series 27, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 1997 - March 18, 1998
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
March 14, 1988 - March 26, 1988
DOMINION INVESTOR SERVICES, INC.
November 6, 1987 - January 7, 1988
NCNB TEXAS SECURITIES, INC.
July 7, 1987 - November 4, 1988
FIRST WESTERN SECURITIES, INC.
May 18, 1987 - August 1, 1988
ADVANTAGE SECURITIES, INC.
February 27, 1987 - July 23, 1988
R.C. WILLIAMS CAPITAL & SECURITIES CORP.
February 26, 1987 - August 5, 1988
DOMINION CAPITAL CORPORATION
May 5, 1986 - November 6, 1987
REPUBLICBANK SECURITIES COMPANY, INC.
December 4, 1985 - April 19, 1986
FUNDING CAPITAL INC.
February 4, 1985 - May 22, 1985
SIGMUNDR SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD#: 35878 / SEC#: , 8-47039
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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