Quentin G. Bischoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quentin Gustav Bischoff, who also goes by Quent Gustav Bischoff, Quentin Gustav Bischoff Mr., was a registered financial advisor .
Quentin is a previously registered financial advisor and started their career in finance in 1985. Quentin had worked at 8 firms and has passed the Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2007 - March 9, 2007
NATIONAL SECURITIES CORPORATION
September 14, 2005 - August 14, 2006
STG SECURE TRADING GROUP, INC.
May 13, 2003 - July 5, 2005
VSR FINANCIAL SERVICES, INC.
May 9, 2003 - July 5, 2005
VSR FINANCIAL SERVICES, INC.
April 7, 2003 - May 27, 2003
ADVEST, INC.
March 18, 1998 - May 27, 2003
ADVEST, INC.
August 10, 1994 - March 12, 1998
ROBERT W. BAIRD & CO. INCORPORATED
July 17, 1989 - August 17, 1994
ADVEST, INC.
January 19, 1988 - August 19, 1989
PRUDENTIAL EQUITY GROUP, LLC
September 29, 1987 - February 6, 1988
E. F. HUTTON & COMPANY INC
January 25, 1985 - October 27, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/10/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
