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AA

Angelisse K. Athan

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CRD#: 1336917
AA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Angelisse Kay Athan was a registered financial professional .

Angelisse is a previously registered financial professional and started their career in finance in 1985. Angelisse had worked at 9 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 2, 1990 - May 23, 1991

THE INVESTMENT CENTER, INC.

BD
CRD#: 17839
Past

December 14, 1989 - November 7, 1990

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Past

July 6, 1988 - November 30, 1989

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Past

January 11, 1988 - June 1, 1988

LIFE SECURITIES CORPORATION

BD
CRD#: 15144
Past

December 4, 1986 - December 22, 1987

SECURITY SERVICE CORPORATION

BD
CRD#: 17125
Past

August 15, 1986 - December 8, 1986

LIFE SECURITIES CORPORATION

BD
CRD#: 15144
Past

December 20, 1985 - August 5, 1986

ARGUS SECURITIES, INC.

BD
CRD#: 7400
Past

June 17, 1985 - December 23, 1985

FREDERICK SECURITIES CORPORATION

BD
CRD#: 8422
Past

March 27, 1985 - June 3, 1985

SOUTHEASTERN BROKERAGE SERVICES, INC.

BD
CRD#: 10597
Past

January 23, 1985 - August 20, 1986

STATE CAPITAL FINANCIAL SERVICES CORPORATION

BD
CRD#: 10879

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/29/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/19/1985
General Securities Representative Examination

Current Firm

TI
THE INVESTMENT CENTER, INC.
THE INVESTMENT CENTER, INC.

CRD#: 17839 / SEC#: , 8-35826

BD
Terminated by SEC on 08/29/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 03/20/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
IC FINANCIAL SERVICES, INC.HOLDING COMPANY
DEVITO, RALPH JAMESPRESIDENT1459156
WRIGHT, DOUGLAS ANDREWCHIEF COMPLIANCE OFFICER1626724

Disclosures

Regulatory Event8
Arbitration5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE INVESTMENT CENTER, INC.

CRD#: 17839

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