Christopher J. Kenny
Professional summary
Christopher John Kenny, who also goes by C.j. Kenny, is a registered financial professional currently at HARTFIELD, TITUS & DONNELLY, LLC located in Boca Raton, Florida.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1985. Christopher has worked at 14 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Kenny's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2016 - Present
HARTFIELD, TITUS & DONNELLY, LLC
Office #1: 2600 North Military Trail Suite 410, Boca Raton, FL 33431November 3, 2015 - February 23, 2016
AX TRADING, LLC
July 15, 2013 - February 20, 2015
MFR SECURITIES, INC.
July 10, 2012 - July 16, 2013
NATIVEONE INSTITUTIONAL TRADING, LLC.
May 3, 2010 - May 23, 2012
BONDS.COM LLC
March 3, 2010 - May 26, 2010
INTERDEALER SECURITIES, LLC
January 5, 2009 - October 13, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
January 2, 2009 - October 13, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
January 10, 2008 - December 8, 2008
UBS FINANCIAL SERVICES INC.
October 30, 2007 - December 8, 2008
UBS FINANCIAL SERVICES INC.
February 14, 2007 - July 9, 2007
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 23, 2007 - February 22, 2007
GILFORD SECURITIES INCORPORATED
December 2, 2002 - November 9, 2006
JEFFERIES EXECUTION SERVICES, INC.
June 20, 2000 - November 22, 2002
MORGAN STANLEY & CO. LLC
July 25, 1987 - July 28, 1999
INTERCAPITAL GOVERNMENT SECURITIES INC.
February 25, 1985 - October 2, 1986
KMS CORPORATE BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/7/2016)
Exams
Series 52TO
Date: 4/3/2024
Municipal Securities Representative ExaminationSeries 25
Date: 4/30/2002
NYSE Trading Assistant ExaminationFINRA
Current Firm
HARTFIELD, TITUS & DONNELLY, LLC
CRD#: 7117 / SEC#: , 8-18974
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURPORA CONSULTING,INC. | DIRECT OWNER | |
| CALDAS, JOSEPH JAMES | DIRECT OWNER | 501739 |
| CARRINGTON, MICHAEL SUGHRUE | DIRECT OWNER | 2716358 |
| EMANUEL, PAUL JOSEPH | DIRECT OWNER | 2330590 |
| INFUSINO, RICHARD ANGELO JR | DIRECT OWNER | 5668679 |
| MUSTACCHIO, LOUIS JOSEPH JR | DIRECT OWNER | 1656435 |
| O'MALLEY, DEREK JOHN | DIRECT OWNER | 4369620 |
| PAULEY, MATTHEW CHRISTOPHER | DIRECT OWNER | 2280671 |
| FERRERI, CHRISTOPHER CHARLES | DIRECT OWNER | 1677406 |
| GEORGE, MICHAEL THEODORE | FINOP & TREASURER | |
| HOFFMAN, EDWARD KELLY | DIRECT OWNER | 2295024 |
| JOHNSON, MARYBETH | DIRECT OWNER | 2123615 |
| MCCUE, JAMES GERARD | DIRECT OWNER | 2037468 |
| MULVIHILL, CAROLYN CROWE | DIRECT OWNER | 1968504 |
| NOTINE, TODD ROBERT | DIRECT OWNER | 1595766 |
| PALLARINO, JOHN GUY | DIRECT OWNER | 2282884 |
| SMITH, EDWARD JOHN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND DIRECT OWNER | 4161601 |
| VANDERBEEK, TAYLOR JAMES | DIRECT OWNER | 6339397 |
| VINJE, NATALIE GRIFFIN | DIRECT OWNER | 3135251 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HARTFIELD, TITUS & DONNELLY, LLC
CRD#: 7117Boca Raton, FL 33431TRUST BUT VERIFY
Monitor Christopher Kenny
Get automatic monthly alerts on:
