Mark A. Skertich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Anthony Skertich was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2001 - January 8, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.
August 28, 1996 - April 12, 2001
AMERICAN INVESTMENT SERVICES, INC.
July 31, 1996 - August 5, 1996
ACCESS FINANCIAL GROUP, INC.
May 17, 1995 - August 2, 1996
WELLS FARGO CLEARING SERVICES, LLC
December 11, 1986 - June 14, 1995
RODMAN & RENSHAW INC.
October 2, 1985 - December 18, 1986
BROOK INVESTMENTS, INC.
July 31, 1985 - November 1, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
January 23, 1985 - February 11, 1985
REPUBLIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STERLING FINANCIAL INVESTMENT GROUP, INC.
CRD#: 41506 / SEC#: , 8-49503
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STERLING FINANCIAL GROUP OF COMPANIES, INC. (F/K/A STERLING FINANCIAL HOLDINGS INC.) | COMPANY | |
| GARCIA, CHARLES PATRICK | CHIEF EXECUTIVE OFFICER | 2933864 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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