William R. Kelman
Professional summary
William Rubin Kelman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, William had worked at 5 firms, which includes SCHONFELD SECURITIES LLC, BAIRD PATRICK & CO. INC., MADISON CHAPIN ASSOCS. INC., THE STUART-JAMES COMPANY INCORPORATED, NIELSON AND CLARK INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 1993 - December 5, 1994
SCHONFELD SECURITIES, LLC
August 5, 1991 - March 14, 1992
BAIRD, PATRICK & CO., INC.
October 5, 1987 - August 22, 1991
MADISON CHAPIN ASSOCS., INC.
April 16, 1985 - October 21, 1987
THE STUART-JAMES COMPANY, INCORPORATED
February 21, 1985 - April 17, 1985
NIELSON AND CLARK INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCHONFELD SECURITIES, LLC
CRD#: 23304 / SEC#: , 8-40148
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
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