Lawrence S. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Scott Cooper, who also goes by Larry Cooper, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1985. Lawrence had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 1998 - October 10, 2016
CFS SECURITIES, INC.
July 6, 1993 - September 26, 1994
WALNUT STREET SECURITIES, INC.
January 25, 1991 - October 7, 2016
COOPER FINANCIAL SERVICES, INC.
November 24, 1989 - January 1, 1990
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - January 7, 1999
OSAIC WEALTH, INC.
May 23, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 10/22/1998
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CFS SECURITIES, INC.
CRD#: 46201 / SEC#: , 8-51330
Contact information
FINRA licenses (9 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTLER, MICHAEL JAMES | PRESIDENT, FINOP, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | 6318239 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
