Danny R. Talbott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Ray Talbott was a registered financial advisor .
Danny is a previously registered financial advisor and started their career in finance in 1985. Danny had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2003 - September 10, 2003
SUMMIT FINANCIAL GROUP INC
February 6, 2003 - September 10, 2003
SUMMIT BROKERAGE SERVICES, INC.
July 15, 2002 - January 28, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 15, 2002 - January 28, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 3, 2000 - June 10, 2002
PRUDENTIAL EQUITY GROUP, LLC
June 10, 1994 - June 10, 2002
PRUDENTIAL EQUITY GROUP, LLC
October 10, 1989 - June 14, 1994
UBS FINANCIAL SERVICES INC.
May 6, 1989 - November 11, 1989
THE ADVISORS GROUP, INC.
May 2, 1988 - February 15, 1989
CAL FED INVESTMENTS
April 7, 1987 - May 19, 1988
MARKETING ONE SECURITIES, INC.
September 12, 1985 - December 10, 1986
INVEST FINANCIAL CORPORATION
June 20, 1985 - July 12, 1985
MACGREGOR FINANCIAL SECURITIES, INC.
March 29, 1985 - June 20, 1985
FRANCIS MANZO & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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