RW
Robert B. Wolford
HOLLENCREST CAPITAL MANAGEMENT
Newport Beach, CA 92660-8903
Some features on this profile are disabled
CRD#: 1336627
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Professional summary
Robert Burr Wolford, who also goes by Wolfie Wolford, is a registered financial advisor currently at HOLLENCREST CAPITAL MANAGEMENT, LLC located in Newport Beach, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 53 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wolfie Wolford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DOUBLE EAGLE PARTNERS, LLC
100 BAYVIEW CIRCLE, SUITE 500
NEWPORT BEACH, CALIFORNIA 92660
INVESTMENT-RELATED / IA - HEDGE FUND MGR
TITLE: LLC MEMBER N/A EFFECTIVE: 10/2003
APPROXIMATE HOURS PER MONTH: 1-3
ZERO HOURS DURING TRADING HOURS
DUTIES: G&A AND LLC MGMT
(2) HOLLENCREST INSURANCE SERVICES, INC.
100 BAYVIEW CIRCLE, SUITE 500
NEWPORT BEACH, CALIFORNIA 92660
INVESTMENT-RELATED / LIFE INSURANCE
TITLE: PRESIDENT EFFECTIVE: 03/2006
APPROXIMATE HOURS PER MONTH: 3-5
ZERO HOURS DURING TRADING HOURS
DUTIES: G&A, PROSPECTING AND SALES
(3) OPERATION HOMEFRONT
PRIOR: 04/2006 - 12/2010
NO LONGER ASSOCIATED - CHAIRMAN OF THE BOARD
NO COMPENSATION - ZERO DUTIES DURING TRADING HOURS;
DUTIES: BOARD MEMBER, MGMT AND BUSINESS OPERATIONS
(4) F4F-SAN ANTONIO LLC
1920 MAIN STREET, SUITE 1070
IRVINE, CALIFORNIA 92614
PASSIVE INVESTMENT ONLY - 07/2012
LLC MEMBER - NO COMPENSATION
ZERO DUTIES DURING TRADING HOURS
DUTIES: LLC MGMT - 1 HOUR/MONTH
(5) TRIPLE G INSURANCE
3299 HORSELESS CARRIAGE DRIVE
NORCO, CA 92860
BOARD MEMBER - NO COMPENSATION - 12/2013
ZERO DUTIES DURING TRADING HOURS
DUTIES: MEETINGS - 1 HOUR/MONTH
(6) POWER PLAY PARTNERS LLC
100 BAYVIEW CIRCLE SUITE 500
NEWPORT BEACH, CALIFORNIA 92660
PASSIVE INVESTMENT ONLY - 08/2011
LLC MEMBER - NO COMPENSATION
ZERO DUTIES DURING TRADING HOURS
DUTIES: LLC MGMT - 1-3 HOUR/MONTH
THIS WAS PENDING AS OF 1-5-16 AND
SUBMITTED ON 1-19-16
(7) USA Hockey Foundation
1775 Bob Johnson Drive
Colorado Springs, CO 80906
BOARD MEMBER TRUSTEE - NO COMPENSATION - 2/2016
ZERO DUTIES DURING TRADING HOURS
8) VIMtrek, LLC
17 Executive Parkway South #650
Atlanta, GA 30329
PASSIVE INVESTMENT
NO COMPENSATION
NO OFFICER
NO BOARD
JUST ADVICE
1-2 HOURS PER WEEK
CRS (Client Relationship Summary) - RIA
Click below to view Robert Burr Wolford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 1999 - Present
HOLLENCREST CAPITAL MANAGEMENT, LLC
Office #1: 100 Bayview Circle Suite 500, Newport Beach, CA 92660-8903RIA
CRD#: 46217
Newport Beach, CA
Past
April 1, 2004 - June 18, 2019
DOUBLE EAGLE PARTNERS
RIA
CRD#: 128563
NEWPORT BEACH, CA
Past
April 14, 1999 - January 16, 2018
HOLLENCREST CAPITAL MANAGEMENT, LLC
BD
CRD#: 46217
NEWPORT BEACH, CA
Past
March 18, 1996 - May 6, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
March 25, 1994 - March 19, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
July 24, 1992 - March 28, 1994
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
December 3, 1991 - July 22, 1992
TBG FINANCIAL
BD
CRD#: 26984
LOS ANGELES, CA
Past
May 24, 1990 - November 23, 1990
EURO AMERICAN CAPITAL CORP.
BD
CRD#: 18297
Past
August 14, 1986 - October 1, 1988
SALOMON BROTHERS INC.
BD
CRD#: 740
Past
January 23, 1985 - September 3, 1986
U.S. ADVISORS, INC.
BD
CRD#: 10721
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HOLLENCREST CAPITAL MANAGEMENT, LLC
HOLLENCREST CAPITAL MANAGEMENT | HOLLENCREST SECURITIES, LLC | HOLLENCREST CAPITAL MANAGEMENT, LLC
CRD#: 46217 / SEC#: 801-55904, 8-51348
RIA
Registered Investment Advisory firm - SEC (10/2/1998 Approved)BD
Terminated by SEC on 01/14/2018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/20/1999)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
HC
HOLLENCREST CAPITAL MANAGEMENT, LLC
HOLLENCREST CAPITAL MANAGEMENT | HOLLENCREST SECURITIES, LLC | HOLLENCREST CAPITAL MANAGEMENT, LLC
CRD#: 46217 / SEC#: 801-55904, 8-51348
RIA
Registered Investment Advisory firm - SEC (10/2/1998 Approved)BD
Terminated by SEC on 01/14/2018
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Contact information
Main Address
100 Bayview Circle Suite 500, Newport Beach, CA 92660-8903
Mailing Address
Phone number
(949) 737-7700
Established
California since 06/10/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
19
SEC notice filing (9 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELLIZZON, GREGORY PAUL | MANAGING MEMBER | 712667 |
| PELLIZZON, PETER JOSEPH | CHIEF OPERATING OFFICER | 1236771 |
| PELLIZZON, PETER JOSEPH | CHIEF COMPLIANCE OFFICER | 1236771 |
| PELLIZZON, PETER JOSEPH | MANAGING PARTNER | 1236771 |
| PELLIZZON, PETER JOSEPH | ROSFP | 1236771 |
| WOLFORD, ROBERT BURR | MUNICIPAL SER. PRINCIPAL | 1336627 |
| WOLFORD, ROBERT BURR | FINOP | 1336627 |
| SCHULMAN, MICHAEL ASHLEY | MANAGING DIRECTOR | 5044091 |
| KONON, JAMES JR | ROSFP | 2386644 |
| KONON, JAMES JR | OPERATIONS MANAGER - AML OFFICER | 2386644 |
Regulatory assets under management
| Total Number of Accounts | 1,296 |
| AUM (Assets Under Management) | $ 2,667,216,370 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2025 | ||
| 10/21/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
