Chris M. Blair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Michael Blair was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1985. Chris had worked at 12 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2022 - January 9, 2023
WILLIS TOWERS WATSON SECURITIES, LLC
April 27, 2022 - January 9, 2023
WILLIS TOWERS WATSON SECURITIES, LLC
April 12, 2019 - January 27, 2023
KESTRA ADVISORY SERVICES, LLC
April 12, 2019 - January 27, 2023
KESTRA INVESTMENT SERVICES, LLC
December 10, 2013 - April 19, 2017
MMC SECURITIES LLC
December 10, 2013 - April 19, 2017
MMC SECURITIES LLC
May 19, 2011 - November 27, 2013
ONEAMERICA SECURITIES, INC.
May 18, 2011 - November 27, 2013
ONEAMERICA SECURITIES, INC.
January 5, 2010 - May 10, 2011
PRINCIPAL SECURITIES, INC.
August 10, 2009 - September 15, 2009
PRINCIPAL SECURITIES, INC.
June 21, 2007 - May 10, 2011
PRINCIPAL SECURITIES, INC.
October 14, 1997 - August 12, 2003
CHARLES SCHWAB & CO., INC.
February 28, 1995 - January 27, 1998
NYLIFE SECURITIES LLC
April 5, 1993 - December 31, 1993
COMMONWEALTH FINANCIAL NETWORK
December 7, 1988 - April 1, 1991
FIDELITY DISTRIBUTORS COMPANY LLC
February 18, 1987 - December 13, 1988
FIDELITY DISTRIBUTORS CORPORATION
January 29, 1985 - October 28, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/30/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WILLIS TOWERS WATSON SECURITIES, LLC
CRD#: 317602 / SEC#: , 8-70858
Contact information
FINRA licenses (3 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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