John R. Frye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Rich Frye JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 1986 - November 8, 1990
INTERCAP FINANCIAL CORPORATION
November 25, 1985 - November 4, 1986
CHRISTOPHER WEIL & COMPANY, INC
State Registrations and Notice Filings
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Exams
Current Firm
INTERCAP FINANCIAL CORPORATION
CRD#: 15420 / SEC#: , 8-37023
Contact information
Documents
Red Flags
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