Daniel I. Mccourt

FINANCIAL PLANNING ASSOCIATES

APTOS, CA 95003

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CRD#: 1336258

Professional summary

Daniel Irvin Mccourt is a registered financial advisor currently at FINANCIAL PLANNING ASSOCIATES located in Aptos, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Daniel has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DANIEL I. MCCOURT D/B/A FINANCIAL PLANNING ASSOCIATES IS ALSO A TAX PREPARATION BUSINESS, START DATE 1985-08-01, 15 HOURS/MONTH, TAX PREP & ADVICE. 4 HOURS ARE DEVOTED DURING SECURITIES TRADING HOURS. ADDRESS OF BUSINESS: 335 SPRECKELS DR., APTOS, CA. Mr. McCourt is also a Practicing Enrolled Agent for tax representation with the U.S. Treasury. Financial Planning ; Owner; Non Investment Related; 335 SPRECKELS DR, SUITE A APTOS CA 95003; Description of the business: Financial Planning; Responsibilities Duties: Financial Planning ; Start date with business: 1983-01-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10. Tax Preparation; Owner; Non Investment Related; 335 SPRECKELS DR, SUITE A APTOS CA 95003; Description of the business: Tax Preparation; Responsibilities Duties: Tax Preparation ;Start date with business: 1983-01-01; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Irvin Mccourt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

FINANCIAL PLANNING ASSOCIATES

Office #1: 335 Spreckels Drive, Suite A, Aptos, CA 95003

RIA

CRD#: 317454

APTOS, CA

Past

August 15, 2018 - December 17, 2021

THE DC GROUP ADVISORY SERVICES, INC

RIA

CRD#: 171459

Aptos, CA

Past

November 7, 2013 - December 31, 2015

FINANCIAL PLANNING ASSOCIATES

RIA

CRD#: 169058

APTOS, CA

Past

December 19, 1997 - June 10, 2013

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

APTOS, CA

Past

September 12, 1985 - June 10, 2013

FOOTHILL SECURITIES, INC.

CRD#: 1027

APTOS, CA

Past

July 24, 1985 - August 7, 1985

ATC INVESTMENT GROUP

CRD#: 13898

Past

July 24, 1985 - September 10, 1985

CABOT-MEYERS FINANCIAL GROUP

CRD#: 1615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/1985

General Securities Principal Examination

Current Firm

FINANCIAL PLANNING ASSOCIATES

FINANCIAL PLANNING ASSOCIATES | MCCOURT, DANIEL IRVIN

CRD#: 317454 / SEC#:

California

Registered Investment Advisory firm - (1/6/2022 Approved)

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Contact information

Main Address

335 Spreckels Drive Suite A, Aptos, CA 95003

Mailing Address

Phone number

(831) 685-8611

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel I. Mccourt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Irvin Mccourt's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL PLANNING ASSOCIATES

THE DC GROUP ADVISORY SERVICES, INC

FINANCIAL PLANNING ASSOCIATES

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

ATC INVESTMENT GROUP

CABOT-MEYERS FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2017

Series 63

Date: 8/16/1989

Series 7

Date: 7/20/1985

Series 24

Date: 7/31/1985

Current Firm

FINANCIAL PLANNING ASSOCIATES

Contact information

Documents

Red Flags

Company Information

FINANCIAL PLANNING ASSOCIATES

TRUST BUT VERIFY

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