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Daniel Irvin Mccourt

FINANCIAL PLANNING ASSOCIATES
APTOS, CA
·CRD# 1336258·41 years experience

Professional Summary

Daniel Irvin Mccourt is a registered financial advisor currently at FINANCIAL PLANNING ASSOCIATES located in Aptos, California. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Daniel has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

FINANCIAL PLANNING ASSOCIATES·CRD# 317454
RIA
335 Spreckels Drive, Suite A, Aptos, CA 95003
January 7, 2022 - Present
THE DC GROUP ADVISORY SERVICES, INC·CRD# 171459
RIA
Aptos, CA
August 15, 2018 - December 17, 2021
FINANCIAL PLANNING ASSOCIATES·CRD# 169058
RIA
Aptos, CA
November 7, 2013 - December 31, 2015
FOOTHILL SECURITIES, INC.·CRD# 1027
RIA
Aptos, CA
December 19, 1997 - June 10, 2013
FOOTHILL SECURITIES, INC.·CRD# 1027
BD
Aptos, CA
September 12, 1985 - June 10, 2013
ATC INVESTMENT GROUP·CRD# 13898
BD
July 24, 1985 - August 7, 1985
CABOT-MEYERS FINANCIAL GROUP·CRD# 1615
BD
July 24, 1985 - September 10, 1985

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Current Firm

FP
FINANCIAL PLANNING ASSOCIATES

FINANCIAL PLANNING ASSOCIATES | MCCOURT, DANIEL IRVIN

CRD#: 317454
California
Registered Investment Advisory firm - California (1/6/2022 Approved)

Contact Information

Main Address

335 Spreckels Drive Suite A, Aptos, CA 95003

Phone Number

(831) 685-8611

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DANIEL I. MCCOURT D/B/A FINANCIAL PLANNING ASSOCIATES IS ALSO A TAX PREPARATION BUSINESS, START DATE 1985-08-01, 15 HOURS/MONTH, TAX PREP & ADVICE. 4 HOURS ARE DEVOTED DURING SECURITIES TRADING HOURS. ADDRESS OF BUSINESS: 335 SPRECKELS DR., APTOS, CA. Mr. McCourt is also a Practicing Enrolled Agent for tax representation with the U.S. Treasury. Financial Planning ; Owner; Non Investment Related; 335 SPRECKELS DR, SUITE A APTOS CA 95003; Description of the business: Financial Planning; Responsibilities Duties: Financial Planning ; Start date with business: 1983-01-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10. Tax Preparation; Owner; Non Investment Related; 335 SPRECKELS DR, SUITE A APTOS CA 95003; Description of the business: Tax Preparation; Responsibilities Duties: Tax Preparation ;Start date with business: 1983-01-01; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 10.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1985About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel Irvin Mccourt's CRS (Customer Relationship Summary).

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