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JM

John P. Mcdonough

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CRD#: 1336185
JM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Patrick Mcdonough was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1985. John had worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 28, 2004 - July 29, 2011

MERIDIAN CAPITAL PARTNERS, LLC

BD
CRD#: 132192
QUINCY, MA
Past

August 14, 1992 - June 5, 2024

MERIDIAN INVESTMENTS, INC.

BD
CRD#: 13225
BETHESDA, MD
Past

May 7, 1985 - January 6, 1992

MERIDIAN INVESTMENTS, INC.

BD
CRD#: 13225
Past

January 29, 1985 - April 22, 1985

BANKHOUSE SECURITIES CORPORATION

BD
CRD#: 13767

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/14/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


MC
MERIDIAN CAPITAL PARTNERS, LLC
MERIDIAN CAPITAL PARTNERS, LLC

CRD#: 132192 / SEC#: , 8-66569

BD
Terminated by SEC on 07/29/2011
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 03/25/2004
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BOC, JOHN FRANCISSENIOR VICE PRESIDENT, SECRETARY, DIRECTOR, EXECUTIVE REPRESENTATIVE707131
MCDONOUGH, JOHN PATRICKPRESIDENT, DIRECTOR, FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER, TREASURER, SALES MANAGER1336185

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERIDIAN CAPITAL PARTNERS, LLC

CRD#: 132192

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