Robert F. Dolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Dolan, who also goes by Robert F Dolan Jr, Robert Francis Dolan Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2015 - July 11, 2017
RAINMAKER SECURITIES, LLC
June 28, 2011 - April 29, 2013
RAINMAKER SECURITIES, LLC
January 26, 2010 - July 30, 2010
RAINMAKER SECURITIES, LLC
July 19, 2006 - December 3, 2009
BREWER FINANCIAL SERVICES, LLC
January 7, 2004 - August 2, 2006
EZ STOCKS, INC.
July 31, 2002 - January 2, 2004
KESTRA INVESTMENT SERVICES, LLC
October 29, 1997 - March 11, 1998
SUNAMERICA SECURITIES, INC.
July 2, 1996 - September 23, 1997
CITIGROUP GLOBAL MARKETS INC.
August 23, 1995 - July 24, 1996
ABN AMRO CLEARING USA LLC
January 23, 1985 - November 5, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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