Linda S. Vanderperre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Susan Vanderperre, who also goes by Linda Susan Spizzirri, Linda Vanderperre, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1987. Linda had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2014 - March 12, 2019
SAMUEL A. RAMIREZ & COMPANY, INC.
December 14, 2012 - August 22, 2013
BMO CAPITAL MARKETS GKST INC.
August 21, 2009 - October 3, 2012
J.P. MORGAN SECURITIES LLC
March 16, 2009 - August 25, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 2008 - August 25, 2009
BANC OF AMERICA SECURITIES LLC
January 16, 2006 - July 2, 2008
UBS SECURITIES LLC
May 23, 2000 - January 16, 2006
UBS FINANCIAL SERVICES INC.
May 21, 1987 - April 26, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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