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MS

Merlin D. Schulze

Some features on this profile are disabled
CRD#: 1336104
MS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Merlin Dwight Schulze was a registered financial professional .

Merlin is a previously registered financial professional and started their career in finance in 2005. Merlin had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 23, 2015 - December 20, 2017

SYNERGY CAPITAL I, LLC

BD
CRD#: 47965
NEW YORK, NY
Past

January 6, 2015 - December 22, 2015

V2V SECURITIES LLC

BD
CRD#: 131849
NEW YORK, NY
Past

July 21, 2005 - December 31, 2014

BEDMINSTER FINANCIAL GROUP, LIMITED

BD
CRD#: 39916
HOLICONG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/2/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/20/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/2005
General Securities Representative Examination

Current Firm

SC
SYNERGY CAPITAL I, LLC
SYNERGY CAPITAL I, LLC | SYNERGY CAPITAL, INC.

CRD#: 47965 / SEC#: , 8-51971

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Fulton Street, New York, NY 10038
Mailing Address
40 Fulton Street 23rd Floor, New York, NY 10038
Phone number
(212) 385-0537
Established
Delaware since 10/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CSG III, LLCPARENT
BERMAN, STEPHEN JEFFREYPRESIDENT,CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER1301872
GEORGE, KENNETH RONALDCFO, PRINCIPAL FINANCIAL OFFICER AND OPERATIONS OFFICER2643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SYNERGY CAPITAL I, LLC

CRD#: 47965

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