Thomas T. Kutzen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Tedoff Kutzen was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 9 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 1996 - February 27, 1997
COS COB BD LIMITED
April 27, 1992 - October 24, 1994
SEARLE & CO.
February 5, 1990 - May 29, 1990
FAIRFIELD RESEARCH SECURITIES CORPORATION
June 29, 1989 - January 15, 1990
MABON, NUGENT & CO.
May 2, 1988 - June 27, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 1987 - February 22, 1988
MORGAN STANLEY MARKET PRODUCTS INC.
May 9, 1987 - February 20, 1988
MORGAN STANLEY & CO. LLC
June 2, 1986 - April 3, 1987
NATWEST MARKETS SECURITIES INC.
April 23, 1985 - January 28, 1986
CHASE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COS COB BD LIMITED
CRD#: 40059 / SEC#: , 8-49025
Contact information
Documents
Red Flags
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