Randall J. Fleck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall James Fleck was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1985. Randall had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 1988 - July 26, 1990
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
November 17, 1988 - January 1, 1989
INDIVIDUAL'S SECURITIES LTD.
November 4, 1986 - November 29, 1988
GRAYSTONE NASH, INC.
March 19, 1985 - October 7, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
CRD#: 7958 / SEC#: , 8-23955
Contact information
Documents
Red Flags
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