Ernst R. Kosower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ernst Russell Kosower was a registered financial professional .
Ernst is a previously registered financial professional and started their career in finance in 1985. Ernst had worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2019 - November 27, 2019
RUDWALL WEALTH MANAGEMENT LLC
July 14, 2010 - March 7, 2017
SNOW CAPITAL MANAGEMENT, L.P.
November 1, 2005 - November 8, 2007
GOODWIN CAPITAL ADVISERS, INC.
May 18, 2005 - July 31, 2006
VP DISTRIBUTORS LLC
July 19, 2004 - June 8, 2005
LAUREL CAPITAL ADVISORS LLP
December 31, 2000 - November 8, 2001
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 12, 2000 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
November 4, 1999 - December 7, 2000
FAM DISTRIBUTORS, INC.
February 21, 1985 - December 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUDWALL WEALTH MANAGEMENT LLC
CRD#: 284515 / SEC#: 801-108714
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 21,661,218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
