Robert A. Ledonne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Ledonne, who also goes by Bob A Ledonne, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2013 - February 11, 2016
MARCUS CAPITAL, LLC
September 11, 1998 - January 9, 2012
J.P. MORGAN SECURITIES LLC
October 27, 1995 - January 9, 2012
J.P. MORGAN SECURITIES LLC
September 23, 1994 - October 30, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 16, 1985 - October 18, 1994
LEHMAN BROTHERS INC.
January 23, 1985 - August 1, 1985
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
MARCUS CAPITAL, LLC
CRD#: 130516 / SEC#: 801-132357
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARCUS CAPITAL, LLC
CRD#: 130516 / SEC#: 801-132357
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 246 |
| AUM (Assets Under Management) | $ 112,988,186 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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