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Doris Didomenico

CRD# 1335933·Registered 1985 - 2013
Previously Registered: Being a previously registered professional could mean that Doris is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Doris Didomenico, who also goes by Dee Didomenico, Doris Lee Didomenico, Doris Lee Edgington, was a registered financial advisor. Doris was a previously registered financial professional and started their career in finance 1985 - 2013. Doris had worked at 9 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dee Didomenico, Doris Lee Didomenico, Doris Lee Edgington

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

RIDGEWAY & CONGER, INC.·CRD# 113055
BD
New Woodstock, NY
May 11, 2011 - July 9, 2013
RIDGEWAY CONGER ADVISORY SERVICES·CRD# 139372
RIA
Washington C.h., OH
April 27, 2011 - July 9, 2013
NEXT FINANCIAL GROUP, INC.·CRD# 46214
RIA
Brunswick, OH
July 13, 2009 - May 3, 2011
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Brunswick, OH
July 9, 2009 - May 3, 2011
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Atlanta, GA
February 1, 2007 - July 2, 2009
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
November 9, 2006 - July 2, 2009
GENEOS WEALTH MANAGEMENT, INC.·CRD# 120894
BD
Westerville, OH
April 4, 2006 - August 28, 2006
CARILLON INVESTMENTS, INC.·CRD# 14646
BD
Washington Court House, OH
October 14, 2004 - April 10, 2006
WRP INVESTMENTS, INC.·CRD# 7365
BD
Youngstown, OH
June 29, 1998 - October 19, 2004
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
January 14, 1998 - October 2, 1998
WRP INVESTMENTS, INC.·CRD# 7365
BD
Youngstown, OH
October 4, 1988 - December 10, 1997
VESTAX SECURITIES CORPORATION·CRD# 10332
BD
July 16, 1986 - July 11, 1987
CARILLON INVESTMENTS, INC.·CRD# 14646
BD
May 21, 1985 - September 26, 1988

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Current Firm

R&
RIDGEWAY & CONGER, INC.

AMES INVESTMENT & RETIREMENT | WARD WEALTH MANAGEMENT | UPSTATE FINANCIAL CONSULTANTS | TRADE EAGLE CORPORATION | STRONGHEART FINANCIAL | STRATUM FINANCIAL | STRATEGIC FINANCIAL PLANNING | SK CAPITAL MANAGEMENT CONULTANTS, INC. | SILVASOFT | RUSSO INVESTMENTS LLC. | ROBERT VANCE AND ASSOCIATES | RIDGEWAY & CONGER, INC. | PAIGEMICHAEL LLC | OAK FINANCIAL & RETIREMENT PLANNING INC. | MBS SOURCE | MAHTANI FINANCIAL GROUP | LEGACY WEALTH MANAGEMENT, LLC. | INVESTMENTS CONCEPTS | FAUBEL FINANCIAL GROUP | FAIRFIELD FINANCIAL GROUP INC | DISNEY INVESTMENT CO. | DAVIDOW FINANCIAL | BRISARD & BRISARD, INC. | BMB TRADING INC.

CRD#: 113055 / SEC#: 8-53291
BD
Terminated by SEC on 07/10/2016

Contact Information

Established

New York since 02/02/2001

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
CLAYTON LOWELL & CONGER, INC.OWNER—
GARBER, LEIGH MCCOBBPRESIDENT, CEO2768572
GARBER, LEIGH MCCOBBCCO/COO—
GARBER, LEIGH MCCOBBMUNI. PRIN./VP/SEC/TREAS/ROSFP2768572

Disclosures

Regulatory Event

8

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1998About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1985About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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