DD

Doris Didomenico

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CRD#: 1335933
DD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Doris Didomenico, who also goes by Dee Didomenico, Doris Lee Didomenico, Doris Lee Edgington, was a registered financial professional .

Doris is a previously registered financial professional and started their career in finance in 1985. Doris had worked at 9 firms and has passed the Series 63 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dee Didomenico | Doris Lee Didomenico | Doris Lee Edgington

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 11, 2011 - July 9, 2013

RIDGEWAY & CONGER, INC.

BD
CRD#: 113055
NEW WOODSTOCK, NY
Past

April 27, 2011 - July 9, 2013

RIDGEWAY CONGER ADVISORY SERVICES

RIA
CRD#: 139372
WASHINGTON C.H., OH
Past

July 13, 2009 - May 3, 2011

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
BRUNSWICK, OH
Past

July 9, 2009 - May 3, 2011

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
BRUNSWICK, OH
Past

February 1, 2007 - July 2, 2009

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
ATLANTA, GA
Past

November 9, 2006 - July 2, 2009

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

April 4, 2006 - August 28, 2006

GENEOS WEALTH MANAGEMENT, INC.

BD
CRD#: 120894
WESTERVILLE, OH
Past

October 14, 2004 - April 10, 2006

CARILLON INVESTMENTS, INC.

BD
CRD#: 14646
WASHINGTON COURT HOUSE, OH
Past

June 29, 1998 - October 19, 2004

WRP INVESTMENTS, INC.

BD
CRD#: 7365
YOUNGSTOWN, OH
Past

January 14, 1998 - October 2, 1998

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

October 4, 1988 - December 10, 1997

WRP INVESTMENTS, INC.

BD
CRD#: 7365
YOUNGSTOWN, OH
Past

July 16, 1986 - July 11, 1987

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
Past

May 21, 1985 - September 26, 1988

CARILLON INVESTMENTS, INC.

BD
CRD#: 14646

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


R&
RIDGEWAY & CONGER, INC.
AMES INVESTMENT & RETIREMENT | WARD WEALTH MANAGEMENT | UPSTATE FINANCIAL CONSULTANTS | TRADE EAGLE CORPORATION | STRONGHEART FINANCIAL | STRATUM FINANCIAL | STRATEGIC FINANCIAL PLANNING | SK CAPITAL MANAGEMENT CONULTANTS, INC. | SILVASOFT | RUSSO INVESTMENTS LLC. | ROBERT VANCE AND ASSOCIATES | RIDGEWAY & CONGER, INC. | PAIGEMICHAEL LLC | OAK FINANCIAL & RETIREMENT PLANNING INC. | MBS SOURCE | MAHTANI FINANCIAL GROUP | LEGACY WEALTH MANAGEMENT, LLC. | INVESTMENTS CONCEPTS | FAUBEL FINANCIAL GROUP | FAIRFIELD FINANCIAL GROUP INC | DISNEY INVESTMENT CO. | DAVIDOW FINANCIAL | BRISARD & BRISARD, INC. | BMB TRADING INC.

CRD#: 113055 / SEC#: , 8-53291

BD
Terminated by SEC on 07/10/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 02/02/2001
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CLAYTON LOWELL & CONGER, INC.OWNER
GARBER, LEIGH MCCOBBPRESIDENT, CEO2768572
GARBER, LEIGH MCCOBBCCO/COO
GARBER, LEIGH MCCOBBMUNI. PRIN./VP/SEC/TREAS/ROSFP2768572

Disclosures


Regulatory Event8
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RIDGEWAY & CONGER, INC.

CRD#: 113055

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