Owen J. Cheevers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Owen James Cheevers was a registered financial professional .
Owen is a previously registered financial professional and started their career in finance in 1985. Owen had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2006 - April 24, 2017
SOURCE CAPITAL GROUP, INC.
January 9, 2004 - June 28, 2005
SAGE SECURITIES CORP.
July 23, 2002 - December 31, 2003
SOURCE CAPITAL GROUP, INC.
February 6, 2002 - June 6, 2002
SOURCE CAPITAL GROUP, INC.
September 14, 1998 - July 30, 2001
HARRIS NESBITT CORP.
June 3, 1996 - September 24, 1997
GREENWICH HIGH YIELD LLC
April 4, 1996 - June 21, 1996
HARRIS NESBITT CORP.
March 22, 1993 - April 8, 1994
PRUDENTIAL EQUITY GROUP, LLC
September 1, 1992 - March 11, 1993
BANC ONE CAPITAL MARKETS, INC.
April 9, 1990 - November 13, 1990
BANC ONE CAPITAL MARKETS, INC.
January 4, 1990 - February 14, 1990
PENOBSCOT - MB PARTNERS
March 19, 1985 - June 2, 1987
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOURCE CAPITAL GROUP, INC.
CRD#: 36719 / SEC#: 801-88199, 8-47372
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS, DAVID WEBSTER | PRESIDENT / CHIEF COMPLIANCE OFFICER - INTERIM | 237802 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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