Melissa B. Ahern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Bettman Ahern, who also goes by Melissa A. Bettman, Melissa Anne Bettman, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1985. Melissa had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2010 - July 2, 2025
CALAMOS FINANCIAL SERVICES LLC
January 26, 2005 - June 16, 2010
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
October 8, 2003 - January 13, 2005
JANUS HENDERSON DISTRIBUTORS US LLC
December 16, 1994 - September 9, 2003
MFS FUND DISTRIBUTORS, INC.
May 24, 1994 - December 31, 1994
MFS FINANCIAL SERVICES, INC.
June 18, 1993 - February 17, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
October 25, 1991 - April 16, 1993
AMERICAN FINANCE GROUP SECURITIES CORP.
July 24, 1990 - August 16, 1990
CRISPIN KOEHLER SECURITIES
July 5, 1985 - February 10, 1989
PSI SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALAMOS FINANCIAL SERVICES LLC
CRD#: 19850 / SEC#: , 8-37854
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALAMOS INVESTMENTS LLC | SOLE MEMBER/MANAGER | |
| KOUDOUNIS, JOHN SPIRO | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1878118 |
| DUFRESNE, DANIEL LEO | EVP, CHIEF OPERATING OFFICER | 2852606 |
| HELMETAG, CHRISTIAN ALLAN | PRINCIPAL OPERATIONS OFFICER | 5282700 |
| HELMETAG, CHRISTIAN ALLAN | FINANCIAL OPERATION PRINCIPAL | 5282700 |
| KILEY, THOMAS PATRICK | SVP CHIEF DISTRIBUTION OFFICER | 2869770 |
| KILEY, THOMAS PATRICK | PRINCIPAL EXECUTIVE OFFICER | 2869770 |
| OJALA, ERIK DONALD | GENERAL COUNSEL & SECRETARY | 4758365 |
| SINKER, JACQUELINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1471593 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
