John M. Andrich

CAPITAL MANAGEMENT CONSULTANTS

Northbrook, IL 60062

Some features on this profile are disabled

CRD#: 1335646

Professional summary

John Mikicic Andrich, who also goes by John Mikicic, is a registered financial advisor currently at CAPITAL MANAGEMENT CONSULTANTS, INC. located in Northbrook, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Mikicic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS & PROFESSIONAL CONSULTANTS, MIDWEST LTD NO INVESTMENT RELATED, 3400 DUNDEE RD. #200, NORTHBROOK, IL 60062, ACCOUNTING PRESIDENT, # OF HRS DEVOTED TO OTHER BUSINESS 20 HRS, 3 OF HRS DEVOTED DURING TRADING HRS: 20HRS, ACCOUNTING & TAX CONSULTING, OVERSEEING STAFF, OPERATIONS START:12/1984---MEDICAL BUSINESS CONSULTANTS, 3400 DUNDEE RD #200, NORTHBROOK IL 660061, PARTIAL OWNER NO INVESTMENT RELATED, #OF HRS DEVOTED TO OTHER BUSINESS 190 HRS, # OF HOURS DEVOTED DURING TRADING HRS 7HRS, ACCOUNTING ALL AREAS----ABCS PARTNERS, 1440 NORTHWEST HWY SUITE 240 PARK RIDGE IL 60068, PARTNER, NO INVESTMENT RELATED, # OF HRS DEVOTED TO OTHER BUSINESS <1HR. #OF HOURS DEVOTED TO OTHER BUSINESS DURING TRADING HOURS< HRS, MINIMAL INVOLMENT CONSIST OF AN OCCASSIONAL MEETING TO DISCUSS STATUS OF PROP-----WHISPENWOOD ASSO LTD NO INVEST REL 1/1/82--BENTWOOD PARTNERS-NO INVEST REL 1/1/82-- AMRRAR ASSO--NO INVEST REL 1/1/82

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mikicic Andrich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2002 - Present

CAPITAL MANAGEMENT CONSULTANTS, INC.

Office #1: 5 Revere Drive Suite 200, Northbrook, IL 60062

RIA

CRD#: 19935

Northbrook, IL

Past

September 1, 1987 - December 7, 2009

CAPITAL MANAGEMENT CONSULTANTS, INC.

CRD#: 19935

DEERFIELD, IL

Past

January 29, 1985 - August 22, 1988

MED-VEST, INC.

CRD#: 15082

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/24/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/1986

General Securities Principal Examination

Current Firm

CAPITAL MANAGEMENT CONSULTANTS, INC.

CAPITAL MANAGEMENT CONSULTANTS | CAPITAL MANAGEMENT CONSULTANTS, INC.

CRD#: 19935 / SEC#: 801-31247, 8-37924

RIA

Registered Investment Advisory firm - SEC (8/30/2023 Terminated)

Illinois

Registered Investment Advisory firm - SEC (6/23/2023 Approved)

Indiana

Registered Investment Advisory firm - SEC (3/21/2024 Approved)

Terminated by SEC on 02/13/2010

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5 Revere Drive Suite 200, Northbrook, IL 60062

Mailing Address

Phone number

(847) 376-2747

Established

Illinois since 03/20/1987

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ANDRICH, JOHN MIKICIC	SECRETARY	1335646
DAVIS, MARC MICHAEL	PRESIDENT/CHIEF COMPLIANCE OFFICER	2412125
STUMPF, ROBERT NICHOLAS	TREASURER	1335710

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 64,662,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John M. Andrich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mikicic Andrich's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL MANAGEMENT CONSULTANTS, INC.

CAPITAL MANAGEMENT CONSULTANTS, INC.

MED-VEST, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/1995

Series 7

Date: 1/19/1985

Series 24

Date: 2/4/1986

Current Firm

CAPITAL MANAGEMENT CONSULTANTS, INC.

Contact information

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT CONSULTANTS, INC.

TRUST BUT VERIFY

Similar Advisors