Mike A. Atkins
Professional summary
Mike Allen Atkins was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mike is a previously registered financial advisor and started their career in finance in 1985. Prior to being barred, Mike had worked at 3 firms, which includes LANDOAK SECURITIES LLC, EQUITY SERVICES INC., CINCINNATI ANALYSTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 1997 - January 21, 2005
LANDOAK SECURITIES, LLC
May 21, 1996 - July 25, 2007
LANDOAK SECURITIES, LLC
April 1, 1993 - May 13, 1996
EQUITY SERVICES, INC.
June 19, 1985 - April 1, 1993
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LANDOAK SECURITIES, LLC
CRD#: 41123 / SEC#: , 8-49302
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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