Joseph A. Bonarrigo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Bonarrigo was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1985. Joseph had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2015 - September 30, 2024
SEAPORT SECURITIES CORP.
June 14, 2012 - May 5, 2014
APEX CLEARING CORPORATION
July 2, 2010 - August 1, 2012
PENSON FINANCIAL SERVICES, INC.
November 10, 1997 - July 1, 2010
APEX CLEARING CORPORATION
November 15, 1995 - September 17, 1997
WEXFORD CLEARING SERVICES, LLC
February 21, 1985 - December 31, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEAPORT SECURITIES CORP.
CRD#: 8330 / SEC#: , 8-24971
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEISBERG, THEODORE PAUL | PRESIDENT | 1485848 |
| WEISBERG, THEODORE PAUL | CFO/PFO | |
| ZOLDAN, DEBBIE SUE | CHIEF COMPLIANCE OFFICER AND POO |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
