William J. Poulin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jon Poulin was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1997. William had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2016 - April 17, 2017
COLLINGWOOD CAPITAL ADVISORS, LLC
June 4, 2013 - May 27, 2014
PROFUNDS DISTRIBUTORS, INC.
May 1, 2010 - July 30, 2012
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
May 16, 2006 - May 1, 2010
BOFA DISTRIBUTORS, INC.
April 26, 2000 - January 18, 2002
AMUNDI DISTRIBUTOR US, INC.
January 25, 1999 - January 10, 2000
NATIONAL BANK OF CANADA FINANCIAL INC.
August 28, 1997 - December 7, 1998
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COLLINGWOOD CAPITAL ADVISORS, LLC
CRD#: 216511 / SEC#: , 8-69618
Contact information
Documents
Red Flags
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