Bernard Tabak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Tabak, who also goes by Bernard Tabait, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1985. Bernard had worked at 3 firms and has passed the Series 63, Series 6 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1993 - December 31, 2012
HEROLD & LANTERN INVESTMENTS, INC.
November 23, 1988 - October 15, 1993
KIRLIN SECURITIES INC.
November 26, 1985 - November 2, 1988
A. F. GREEN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
