Gerard T. Marini
Professional summary
Gerard Thomas Marini, who also goes by Garard Thomas Marini, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 1990. Gerard has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard Thomas Marini's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2023 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005March 27, 2008 - June 26, 2023
WHITAKER SECURITIES LLC
July 14, 2003 - April 1, 2008
SEABOARD SECURITIES, INC.
January 15, 2003 - July 15, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 11, 2000 - January 17, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 16, 1998 - October 9, 2000
MORGAN STANLEY DW INC.
July 3, 1996 - November 25, 1998
CIBC WORLD MARKETS CORP.
January 26, 1990 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
January 26, 1990 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
January 26, 1990 - July 19, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2023)
(6/27/2023)
Exams
FINRA
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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