Jorge L. Garcia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Luis Garcia was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 1992. Jorge had worked at 8 firms and has passed the Series 63, Series 62, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2011 - April 14, 2025
EULAV SECURITIES LLC
October 4, 2006 - April 28, 2011
EULAV SECURITIES, INC.
June 2, 2004 - September 12, 2005
NATIONAL FINANCIAL SERVICES LLC
March 10, 2000 - May 6, 2002
CIBC WORLD MARKETS CORP.
May 11, 1999 - March 14, 2000
SCHRODER & CO. INC.
July 1, 1998 - May 11, 1999
COWEN AND COMPANY
November 15, 1993 - July 1, 1998
FINANCIAL SQUARE PARTNERS
February 6, 1992 - November 17, 1993
CIBC WOOD GUNDY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
EULAV SECURITIES LLC
CRD#: 156396 / SEC#: , 8-68789
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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