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JG

Jorge Luis Garcia

CRD# 1335136·Registered 1992 - 2025
Previously Registered: Being a previously registered professional could mean that Jorge is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jorge Luis Garcia was a registered financial advisor. Jorge was a previously registered financial professional and started their career in finance 1992 - 2025. Jorge had worked at 8 firms and has passed the Series 63, Series 62, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

EULAV SECURITIES LLC·CRD# 156396
BD
New York, NY
March 11, 2011 - April 14, 2025
EULAV SECURITIES, INC.·CRD# 848
BD
New York, NY
October 4, 2006 - April 28, 2011
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Boston, MA
June 2, 2004 - September 12, 2005
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
March 10, 2000 - May 6, 2002
SCHRODER & CO. INC.·CRD# 6112
BD
New York, NY
May 11, 1999 - March 14, 2000
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
July 1, 1998 - May 11, 1999
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
November 15, 1993 - July 1, 1998
CIBC WOOD GUNDY SECURITIES CORP.·CRD# 3801
BD
New York, NY
February 6, 1992 - November 17, 1993

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Current Firm

ES
EULAV SECURITIES LLC

EULAV SECURITIES LLC

CRD#: 156396 / SEC#: 8-68789
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1605 Main Street Suite 912, Sarasota, FL 34236

Mailing Address

1605 Main Street Suite 912, Sarasota, FL 34236

Phone Number

(212) 907-1900

Established

Delaware since 12/23/2010

Firm Type

Limited Liability Company

Fiscal Year End

April

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EULAV ASSET MANAGEMENT100% OWNER—
APPEL, MITCHELL ERICCEO/CFO4878161
SCAGNELLI, ROBERT ANGELOVICE PRESIDENT1565552
SPINDEL, HOWARDCCO708042
STOCK, RAYMOND MARTINVP AND SEC'Y1718102

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2005About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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