Peter A. Huffman
Professional summary
Peter Alexander Huffman, who also goes by Huffs Huffman, Pete Huffman, is a registered financial advisor currently at P.A. SCHOPEN & ASSOCIATES, LLC located in Golden, Colorado.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Peter has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Alexander Huffman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2018 - Present
P.A. SCHOPEN & ASSOCIATES, LLC
Office #1: 14143 Denver West Blvd. Suite 100, Golden, CO 80401June 20, 2017 - June 27, 2018
EVERGREEN INVESTING, LLC
January 2, 2009 - July 6, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 24, 2000 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 10, 2000 - July 6, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 10, 1999 - October 12, 2000
VALIC FINANCIAL ADVISORS, INC.
February 5, 1985 - October 12, 2000
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/28/2018)
Exams
Current Firm
P.A. SCHOPEN & ASSOCIATES, LLC
CRD#: 290581 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 227 |
| AUM (Assets Under Management) | $ 48,818,655 |
Red Flags
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Company Information
P.A. SCHOPEN & ASSOCIATES, LLC
CRD#: 290581Golden, CO 80401TRUST BUT VERIFY
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