Stephen E. Masula

ADVISORS WEALTH MANAGEMENT,

Carlsbad, CA

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CRD#: 1334977

Professional summary

Stephen Edward Masula is a registered financial advisor currently at ADVISORS WEALTH MANAGEMENT, INC located in Carlsbad, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Stephen has worked at 6 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STEPHEN EDWARD MASULA IS AN INDEPENDENT LICENSED INSURANCE AGENT, AN ENROLLED AGENT WITH THE IRS, A REAL ESTATE BROKER, AND AN ACCOUNTANT. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THIS ACTIVITY. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION AND INVOLVE A POSSIBLE CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CAN CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. ADVISORS WEALTH MANAGEMENT, INC. ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT; INCLUDING IN THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF ADVISORS WEALTH MANAGEMENT, INC. IN THEIR CAPACITY AS A LICENSED INSURANCE AGENT. STEPHEN EDWARD MASULA IS A LICENSED REAL ESTATE AGENT. FROM TIME TO TIME, HE MAY OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES AND CLIENTS SHOULD BE AWARE THAT THESE SERVICES MAY INVOLVE A CONFLICT OF INTEREST. ADVISORS WEALTH MANAGEMENT, INC. ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT AND CLIENTS ARE IN NO WAY REQUIRED TO UTILIZE THE SERVICES OF ANY REPRESENTATIVE OF ADVISORS WEALTH MANAGEMENT, INC. IN SUCH INDIVIDUAL'S OUTSIDE CAPACITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edward Masula's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2014 - Present

ADVISORS WEALTH MANAGEMENT, INC

RIA

CRD#: 172657

Carlsbad, CA

Past

May 4, 2012 - October 16, 2014

CALIFORNIA FINANCIAL PARTNERS

RIA

CRD#: 133809

GLENDALE, CA

Past

January 3, 2011 - September 24, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

CARLSBAD, CA

Past

January 3, 2011 - September 24, 2014

LPL FINANCIAL LLC

CRD#: 6413

CARLSBAD, CA

Past

September 8, 2009 - October 25, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

RANCHO SANTE FE, CA

Past

September 8, 2009 - October 25, 2010

LPL FINANCIAL LLC

CRD#: 6413

RANCHO SANTE FE, CA

Past

January 14, 2002 - September 8, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

RANCHO SANTE FE, CA

Past

March 31, 1999 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

RANCHO SANTE FE, CA

Past

December 19, 1986 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

January 28, 1985 - December 17, 1986

CETERA WEALTH SERVICES, LLC

CRD#: 13572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Current Firm

ADVISORS WEALTH MANAGEMENT, INC

ADVISORS WEALTH MANAGEMENT, INC | MASULA, STEPHEN E | FSN WEALTH ADVISORS

CRD#: 172657 / SEC#:

California

Registered Investment Advisory firm - (10/31/2014 Approved)

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Contact information

Main Address

Carlsbad, CA

Mailing Address

Phone number

(760) 500-7801

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 12,131,369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen E. Masula

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edward Masula's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORS WEALTH MANAGEMENT, INC

CALIFORNIA FINANCIAL PARTNERS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 1/19/1985

Current Firm

ADVISORS WEALTH MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVISORS WEALTH MANAGEMENT, INC

TRUST BUT VERIFY

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