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SM

Stephen E. Masula

ADVISORS WEALTH MANAGEMENT,
Carlsbad, CA
Some features on this profile are disabled
CRD#: 1334977
SM

Professional summary

Stephen Edward Masula is a registered financial advisor currently at ADVISORS WEALTH MANAGEMENT, INC located in Carlsbad, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Stephen has worked at 6 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edward Masula's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2014 - Present

ADVISORS WEALTH MANAGEMENT, INC

RIA
CRD#: 172657
Carlsbad, CA
Past

May 4, 2012 - October 16, 2014

CALIFORNIA FINANCIAL PARTNERS

RIA
CRD#: 133809
GLENDALE, CA
Past

January 3, 2011 - September 24, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
CARLSBAD, CA
Past

January 3, 2011 - September 24, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
CARLSBAD, CA
Past

September 8, 2009 - October 25, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
RANCHO SANTE FE, CA
Past

September 8, 2009 - October 25, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
RANCHO SANTE FE, CA
Past

January 14, 2002 - September 8, 2009

MUTUAL SERVICE CORPORATION

RIA
CRD#: 4806
RANCHO SANTE FE, CA
Past

March 31, 1999 - September 8, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
RANCHO SANTE FE, CA
Past

December 19, 1986 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

January 28, 1985 - December 17, 1986

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/3/2014)

Exams

General Industry/Product Exam
RR
Series 7
Date: 1/19/1985
General Securities Representative Examination

Current Firm

AW
ADVISORS WEALTH MANAGEMENT, INC
ADVISORS WEALTH MANAGEMENT, INC | MASULA, STEPHEN E | FSN WEALTH ADVISORS

CRD#: 172657 / SEC#:

California
Registered Investment Advisory firm - (10/31/2014 Approved)
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Contact information

Main Address
Carlsbad, CA
Mailing Address
Phone number
(760) 500-7801
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts24
AUM (Assets Under Management)$ 12,131,369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVISORS WEALTH MANAGEMENT, INC

CRD#: 172657Carlsbad, CA

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