MH
Mark B. Horevitz
GWN SECURITIES
Ft Lauderdale, FL 33334
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CRD#: 1334828
MH
Professional summary
Mark Brian Horevitz, CFP® is a registered financial advisor currently at GWN SECURITIES INC. located in Ft Lauderdale, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Mark has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FLORIDA ACTUARIAL CORP.(DBA): COMMERCIAL BLVD., FT. LAUDERDALE, FLORIDA/2005, PRESIDENT, ADMIN. & SALES, 50%. 2) RENTAL PROPERTY: REAL ESTATE/ILLINOIS, CO/OWNER, 2010. 3) RENTAL PROPERTY: REAL ESTATE/NAPLES, FL, OWNER/2007. WHOLESALER POSITION: Wholesaler NATURE: Selling 401k plans and, once sold, working through the process: black out notice. 404a5, 408b2, enrollment form gathering, transfer of asset including loan info data, interfacing with the prior carrier and the current implementation team INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2005 ADDRESS: 121 E Commercial Blvd, FT Lauderdale FL 33334, United States DESCRIPTION: I own a TPA firm for 32 years so brokers turn to me to assist them in selling 401(k) Plans. I will review the existing plan document (except for start ups) and prepare a summary of principle plan provisions. I will review the 404a5 and 408b2 to determine ouur competitive edge in the area of fees. I will make the presentation with the broker to the Trustee and, if desired, do the group educational enrollment meetings. The broker handles the one on one meetings. TERM LIFE INSUREANCE POSITION: agent NATURE: Term life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/11/1984 ADDRESS: 121 E Commercial Blvd, Ft Lauderdale FL 33334, United States DESCRIPTION: Take an application, either paper or electronic and submit it to LifePro, my MGA. Upon approval, I deliver the policy unless it is mailed direct by the company MELVIN B FRIEDBERG AND HARRIET B FRIEDBERG LIVING TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Is Not Investment Related, START DATE: 2021-01-18, TRADING HOURS: 0 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours DESCRIPTION: I just discovered that I was named Trustee and immediately disclosed it . I have not spent any time nor have I made any money for this OBA DAVIE AND WEST HOLLYWOOD KIWANIS Is Not Investment Related, Charitable, President, 1988-02-01, 10 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Hold meetings and give back to the community
CRS (Client Relationship Summary) - RIA
Click below to view Mark Brian Horevitz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Brian Horevitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 9, 2015 - Present
GWN SECURITIES INC.
Office #1: 121 E. Commercial Blvd, Ft Lauderdale, FL 33334RIA
BD
CRD#: 128929
Ft Lauderdale, FL
Current
February 2, 2015 - Present
GWN SECURITIES INC.
Office #1: 121 E. Commercial Blvd, Ft Lauderdale, FL 33334RIA
BD
CRD#: 128929
Ft Lauderdale, FL
Past
January 19, 2012 - February 3, 2015
NFSG CORPORATION
RIA
CRD#: 130814
FT. LAUDERDALE, FL
Past
May 10, 2005 - February 3, 2015
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
FT. LAUDERDALE, FL
Past
January 2, 2002 - May 17, 2005
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
BOSTON, MA
Past
June 22, 1990 - December 31, 2001
OAK BROOK SECURITIES CORP.
BD
CRD#: 16886
OAKBROOK TERRACE, IL
Past
April 3, 1989 - June 21, 1990
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
MINOT, ND
Past
June 22, 1988 - April 21, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
March 30, 1988 - June 4, 1988
PRIORITY SECURITIES, INC.
BD
CRD#: 18453
Past
June 2, 1987 - July 16, 1988
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
March 20, 1985 - April 21, 1987
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/2/2015)
RR
Colorado(3/8/2021)
RR
Florida(2/2/2015)
IAR
Florida(2/9/2015)
RR
Georgia(7/29/2025)
RR
Indiana(12/8/2020)
RR
Missouri(8/8/2024)
RR
New Mexico(9/24/2020)
RR
New York(7/16/2016)
RR
North Carolina(7/18/2016)
RR
Ohio(11/6/2020)
RR
South Carolina(4/18/2024)
RR
Texas(4/21/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Ft Lauderdale, FL 33334TRUST BUT VERIFY
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