Jeffrey M. Holt
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 1334807
Professional summary
Jeffrey Macdonald Holt is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Jeffrey has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Biography
“The advisor-client relationship is a partnership of trust”
Jeff’s mission is to help his clients achieve their financial goals by providing personal advice they can trust. He offers a financial planning process that is focused on individual values, goals and resources. As a result of this process, clients find clarity, resolve and confidence regarding their financial futures.
“I am able to truly have a positive impact on people’s lives. Because I work with clients on a cross-disciplinary basis, they feel much more confident in their overall situation”
Jeff offers comprehensive financial planning services as well as a broad range of financial products and services to help clients reach their financial goals. He works with a team of financial advisors, portfolio managers and support staff to assist clients with every aspect of their financial needs, including: retirement planning - investment planning - portfolio management - cash flow planning tax planning - estate planning - insurance planning - business planning - education funding.
“By designing an investment plan in the context of a well thought out financial plan we are able to shield clients from the emotions of short term market volatility while keeping a steady eye on our long term objectives.”
Jeff has more than 30 years experience in the financial services industry, beginning his career in 1984 as a stockbroker with Merrill Lynch. In 1988 Jeff was recruited by Smith Barney and became a Senior Vice President and member of the Chairman’s Councilbefore starting his own Registered Investment Advisory firm in 2004. He joined Financial Management Network in 2009 because of its excellent reputation and commitment to provide the best in financial planning and wealth management services.
“FMN is a premier independent financial planning and wealth management firm and I am thrilled to be here.”
Jeff studied Economics at UCLA and earned his Bachelor of Science from California State University, Long Beach with a major in Business Administration. He also received his Masters degree in Biblical and Theological Studies from Biola University. Jeff is a Registered Representative of FMN Capital Corporation and an Investment Advisor Representative Financial Management Network, Inc.. He holds Series 7 (General Securities Representative Exam), 65 (Uniform Registered Investment Adviser Law Exam) and 66 (Uniform Investment Adviser - Combined State Laws Exam) securities licenses and Life Health and Disability licenses.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Life Insurance Licensed
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Macdonald Holt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2009 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
October 29, 2009 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Past
July 8, 1997 - October 3, 2003
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NEWPORT BEACH, CA
Past
March 3, 1988 - October 3, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
February 21, 1985 - March 8, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2023)
RR
California(11/16/2009)
IAR
California(11/19/2009)
RR
Georgia(9/24/2024)
RR
Idaho(10/17/2018)
RR
North Carolina(1/17/2023)
RR
Oregon(8/9/2024)
RR
Tennessee(9/11/2023)
RR
Texas(2/12/2016)
IAR
Texas(6/10/2020)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
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