Brian S. Pearce

AMERITY WEALTH MANAGEMENT

Winter Haven, FL 33881

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CRD#: 1334784

Professional summary

Brian Stanley Pearce is a registered financial advisor currently at AMERITY WEALTH MANAGEMENT, LLC located in Winter Haven, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Brian has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Amerity Financial; Is the business investment related: Yes; Location of the business: 301 Third Street NW Suite 218 WINTER HAVEN FL 33881 USA; oba street address: 301 Third Street NW Suite 218; Description of the business: Insurance Agency;Position Title: Insurance Professional; Responsibilities Duties: Presenting seminars leading to sales of Annuity products. Meeting with clients and prospects; Start date with business: 2023-06-01; Hours per month devoted to business during trading hours: 50; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Stanley Pearce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2023 - Present

AMERITY WEALTH MANAGEMENT, LLC

Office #1: 301 Third Street Nw, Suite 218, Winter Haven, FL 33881Office #2: 4740 Cleveland Heights Boulevard, Suite 5, Lakeland, FL 33813

RIA

CRD#: 322265

Winter Haven, FL

Past

June 20, 2019 - May 11, 2021

WORLD EQUITY GROUP, INC.

CRD#: 29087

Winter Haven, FL

Past

August 2, 2018 - June 20, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

Winter Haven, FL

Past

January 29, 2018 - August 14, 2018

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

Winter Haven, FL

Past

October 22, 2013 - December 31, 2017

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

WINTER HAVEN, FL

Past

November 7, 2012 - August 3, 2018

FSC SECURITIES CORPORATION

CRD#: 7461

WINTER HAVEN, FL

Past

February 7, 2006 - December 31, 2023

PEARCE FINANCIAL

RIA

CRD#: 133496

WINTER HAVEN, FL

Past

April 27, 1998 - November 7, 2012

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

WINTER HAVEN, FL

Past

January 7, 1993 - March 19, 1998

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

February 21, 1991 - January 7, 1993

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

August 29, 1988 - January 14, 1991

ALLEN & COMPANY OF FLORIDA, LLC

CRD#: 25

LAKELAND, FL

Past

May 14, 1988 - August 29, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

January 23, 1985 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITY WEALTH MANAGEMENT, LLC

ALEXANDER PETER US LLC | STADLER RETIRE | AMERITY WEALTH MANAGEMENT, LLC | ALEXANDER PETER WEALTH MANAGEMENT US

CRD#: 322265 / SEC#: 801-127745

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

Florida

Registered Investment Advisory firm - (10/25/2023 Terminated)

Georgia

Registered Investment Advisory firm - (11/1/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (10/26/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (10/25/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/28/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/20/2001

General Securities Principal Examination

Current Firm

AMERITY WEALTH MANAGEMENT, LLC

ALEXANDER PETER US LLC | STADLER RETIRE | AMERITY WEALTH MANAGEMENT, LLC | ALEXANDER PETER WEALTH MANAGEMENT US

CRD#: 322265 / SEC#: 801-127745

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

Florida

Registered Investment Advisory firm - (10/25/2023 Terminated)

Georgia

Registered Investment Advisory firm - (11/1/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (10/26/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (10/25/2023 Terminated)

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Contact information

Main Address

4740 Cleveland Heights Boulevard, Suite 5, Lakeland, FL 33813

Mailing Address

Phone number

(863) 683-1750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMERITY WEALTH FORM ADV PART 2A (2/24/2025)

Regulatory assets under management

Total Number of Accounts	1,138
AUM (Assets Under Management)	$ 277,340,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian S. Pearce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Stanley Pearce's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

TAYLOR CAPITAL MANAGEMENT INC.

THE RETIREMENT GROUP, LLC

THE RETIREMENT GROUP, LLC

FSC SECURITIES CORPORATION

PEARCE FINANCIAL

SECURITIES SERVICE NETWORK, LLC

AEGON USA SECURITIES INC.

PRINCIPAL SECURITIES, INC.

ALLEN & COMPANY OF FLORIDA, LLC

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

AMERITY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/1998

Series 63

Date: 1/23/1985

SIE

Date: 10/1/2018

Series 3

Date: 1/28/1987

Series 7

Date: 1/19/1985

Series 24

Date: 6/20/2001

Current Firm

AMERITY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERITY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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