Steven M. Trollinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Mark Trollinger was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1985. Steven had worked at 6 firms and has passed the Series 63, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2009 - January 20, 2012
GIRARD INVESTMENT SERVICES, LLC
May 13, 1999 - December 24, 2009
TC GROUP SECURITIES COMPANY, INC.
January 30, 1997 - November 28, 2014
GIRARD PENSION SERVICES, LLC
May 8, 1995 - August 19, 1997
SECURITIES AMERICA, INC.
July 2, 1987 - May 15, 1995
OSAIC FS, INC.
November 14, 1985 - June 29, 1987
PFS INVESTMENTS INC.
September 24, 1985 - September 27, 1985
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GIRARD INVESTMENT SERVICES, LLC
CRD#: 1834 / SEC#: 801-61159, 8-14145
Contact information
FINRA licenses (15 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNIVEST BANK AND TRUST CO. | HOLDING COMPANY | |
| COLON, LISA MARIE | PRINCIPAL OPERATIONS OFFICER | 2392261 |
| GEIBEL, DAVID WARREN | PRESIDENT | 2645082 |
| HELLINGS, THOMAS EDWIN | SVP, CHIEF COMPLIANCE OFFICER | 2128581 |
| JOHNSON, DARREN GLEN | VP, FINANCIAL OFFICER | 4102844 |
| VANSANT, WILLIAM FRANCIS III | SVP, MANAGING DIRECTOR | 4511525 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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