George L. Prost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George L Prost, who also goes by George Prost, Gp Prost, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1985. George had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2014 - May 30, 2018
INTERCOASTAL CAPITAL MARKETS, INC.
March 18, 2009 - November 23, 2012
R. SEELAUS & CO., LLC
May 19, 2008 - December 10, 2008
SECUREVEST FINANCIAL GROUP
December 4, 2006 - March 18, 2008
R. SEELAUS & CO., LLC
March 7, 2003 - May 2, 2005
RBC CAPITAL MARKETS, LLC
June 16, 1992 - March 7, 2003
FIRST INSTITUTIONAL SECURITIES, L.L.C.
May 24, 1991 - June 26, 1992
GILMORE SECURITIES & CO.
January 20, 1989 - June 7, 1989
WILLIAM M. CADDEN & CO., INC.
October 4, 1985 - June 2, 1988
GLICKENHAUS & CO. - NEW JERSEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
