David L. Crane

CENTAURUS FINANCIAL

Winder, GA

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CRD#: 1334510

Professional summary

David L Crane, who also goes by Dave Crane, David Lawrence Crane, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Winder, Georgia.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. David has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Crane | David Lawrence Crane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent, non-investment related, Dacula, GA 30019, insurance sales, financial advisor, since 8/1/1984, devoted time a month is 2 hours, insurance sales to retail customers. Advanced Retirement Solutions, investment related, Dacula, GA 30019, DBA, Financial Services, owner, since 3/2002, devoted time is 160 hours, soliciting and servicing financial services clients and work through referrals to build my business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Crane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view David L Crane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2018 - Present

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

Winder, GA

Current

December 18, 2018 - Present

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

Winder, GA

Past

June 2, 2010 - December 18, 2018

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

DACULA, GA

Past

December 1, 2006 - December 18, 2018

QUESTAR CAPITAL CORPORATION

CRD#: 43100

DACULA, GA

Past

January 12, 2004 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

DULUTH, GA

Past

June 10, 2002 - December 31, 2003

DEMPSEY FINANCIAL NETWORK, INC.

CRD#: 38330

ATLANTA, GA

Past

March 5, 1993 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 5, 1993 - May 8, 2002

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

September 6, 1989 - March 4, 1993

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

March 20, 1989 - August 30, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

August 12, 1987 - March 29, 1989

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

Past

October 29, 1986 - August 4, 1987

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

February 21, 1985 - December 1, 1986

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/11/2019)

California
(12/18/2018)

IAR

California
(12/18/2018)

Florida
(4/18/2022)

IAR

Florida
(4/18/2022)

Georgia
(12/18/2018)

IAR

Georgia
(1/8/2019)

New York
(12/18/2018)

North Carolina
(1/15/2019)

Tennessee
(11/30/2022)

Texas
(2/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/24/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/25/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David L. Crane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Crane's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view David L Crane's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

DEMPSEY FINANCIAL NETWORK, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

GUARDIAN INVESTOR SERVICES LLC

INTEGRATED RESOURCES EQUITY CORPORATION

OGILVIE SECURITY ADVISORS CORPORATION

WS GRIFFITH SECURITIES, INC.

OGILVIE SECURITY ADVISORS CORPORATION

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2009

Series 63

Date: 1/24/1985

SIE

Date: 10/1/2018

Series 7

Date: 2/16/1985

Series 24

Date: 6/25/1999

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

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